Topic List of Court Decisions on the New York Convention Cases

This list is a consolidation of the annual Indexes, prepared by d.ssa Silvia Borelli, for the court decisions reported in each Yearbook as indexed per subject matter ("Topic") appearing in the Commentary.

To read an excerpt of the case, click the case number (e.g., US 412) and click the link to KluwerArbitration in the window that opens. The KluwerArbitration website will open in a new browser window.

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- Select a subject - ¶001 » Interpretation of the Convention ¶101 » Award made in the territory of another (Contracting) State (paragraphs 1 and 3 – first or "reciprocity" reservation) ¶102 » Arbitral award not considered as domestic (paragraph 1) ¶103 » Nationality of the parties no criterion ¶104 » Convention’s applicability in other cases ¶105 » “Persons, whether physical or legal” (paragraph 1) (including sovereign immunity) ¶106 » Problems concerning the identity of a party ¶107 » Second reservation (“commercial reservation”) (paragraph 3) ¶108 » Arbitral award: arbitrato irrituale (italy) and other procedures akin to arbitration ¶109 » Arbitral award: “a-national” award ¶110 » Arbitral award: types ¶111 » Permanent arbitral bodies (paragraph 2) ¶112 » Retroactivity ¶113 » Implementing legislation ¶114 » Iran-US Claims Tribunal ¶201 » Scope of arbitration agreement ¶202 » Contents of arbitration agreement ¶203 » Uniform rule ¶203-204 » Formal validity, uniform law and municipal law ¶204 » Formal validity and municipal law ¶205 » Signatures ¶206 » Exchange of letters or telegrams ¶207 » Means of communication for achieving the exchange in writing ¶208 » Sales or purchase confirmation ¶209 » Incorporation by reference and standard conditions ¶210 » Articles 1341 and 1342 Italian Civil Code ¶211 » Bill of lading and charter party ¶212 » Agent/broker, etc. ¶213 » Amendment or renewal ¶214 » Agreement providing for arbitration in another state ¶214-216 » Field of application ¶215 » Agreement providing for arbitration within forum’s state ¶216 » No place of arbitration designated ¶216A » Analogous applicability of Art. VII(1) ¶217 » Referral to arbitration in general ¶218 » Referral is mandatory ¶219 » There must be a dispute ¶220 » “Null and void”, etc. ¶221 » Law applicable to “null and void”, etc. (for formal validity and applicable law, see Art. II, 204 above) ¶222 » Arbitrator’s competence and separability of the arbitration clause ¶223 » Arbitrability (see also Art. V(2) sub ground a. “arbitrability”, 519 below) ¶224 » Declaratory judgment on validity arbitration agreement ¶225 » Related arbitrations (consolidation, etc.) ¶226 » Third parties (see also Art. I sub “problems concerning the identity of the respondent”, 106 above) ¶227 » Concurrent court proceedings (“indivisibility”) ¶228 » Pre-award attachment and other provisional measures ¶229 » Measures in aid of arbitration ¶301 » Procedure for enforcement in general ¶302 » Discovery of evidence ¶303 » Estoppel/waiver ¶304 » Set-off/counterclaim ¶305 » Entry of judgment clause ¶306 » Period of limitation for enforcement ¶307 » Interest on award ¶401 » Conditions to be fulfilled by petitioner in general ¶402 » Original or copy arbitral award ¶403 » Original or copy arbitration agreement ¶404 » Authentication and certification ¶405 » “At the time of application” ¶406 » Translation (paragraph 2) ¶500 » Grounds for refusal of enforcement in general ¶500A » Residual power to enforce notwithstanding existence of ground for refusal ¶501 » Grounds are exhaustive ¶502 » No re-examination of the merits of the arbitral award ¶503 » Burden of proof on respondent ¶504 » Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II ¶505 » Incapacity of party ¶506 » Law applicable to the arbitration agreement ¶507 » Miscellaneous cases regarding the arbitration agreement ¶508 » Ground b: Violation of due process in general ¶509 » “Proper notice” ¶510 » Time limits and notice periods ¶511 » “Otherwise unable to present his case” ¶512 » Ground c: Excess by arbitrator of his authority - Excess of authority ¶512A » Partial enforcement (ultra petita) ¶513 » Ground d: Irregularity in the composition of the arbitral tribunal or arbitral procedure ¶514 » Ground e: Award not binding, suspended or set aside - "Binding" ¶515 » Merger of award into judgment ¶516 » “Set aside” ¶517 » “Suspended” ¶518 » Paragraph 2 - Distinction domestic–international public policy ¶519 » Ground a: Arbitrability ¶520 » Ground b: Public policy - Default of party ¶521 » Lack of impartiality of arbitrator ¶522 » Lack of reasons in award ¶523 » Irregularities in the arbitral procedure (see also Art. V(1)(b)) ¶524 » Other cases ¶601 » Adjournment of decision on enforcement ¶701 » More-favourable-right provision in general ¶702 » Domestic law on enforcement of foreign award ¶703 » Bilateral and multilateral treaties in general ¶703(A) » Multilateral treaties ¶704 » European Convention of 1961 ¶704(A) » Panama convention of 1975 ¶704(B) » Bilateral treaties ¶704(C) » Rome treaty of 1958 and ec judgments convention of 1968/1988 ¶705 » Relationship with Geneva Treaties of 1923 and 1927 ¶911 » Article XI: Federal State Clause ¶914 » General reciprocity clause

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¶001 » Interpretation of the Convention

¶101 » Award made in the territory of another (Contracting) State (paragraphs 1 and 3 – first or "reciprocity" reservation)

¶102 » Arbitral award not considered as domestic (paragraph 1)

¶103 » Nationality of the parties no criterion

¶104 » Convention’s applicability in other cases

¶105 » “Persons, whether physical or legal” (paragraph 1) (including sovereign immunity)

¶106 » Problems concerning the identity of a party

¶107 » Second reservation (“commercial reservation”) (paragraph 3)

¶108 » Arbitral award: arbitrato irrituale (italy) and other procedures akin to arbitration

¶109 » Arbitral award: “a-national” award

¶110 » Arbitral award: types

¶111 » Permanent arbitral bodies (paragraph 2)

¶112 » Retroactivity

¶113 » Implementing legislation

¶114 » Iran-US Claims Tribunal

¶201 » Scope of arbitration agreement

¶202 » Contents of arbitration agreement

¶203 » Uniform rule

¶203-204 » Formal validity, uniform law and municipal law

¶204 » Formal validity and municipal law

¶205 » Signatures

¶206 » Exchange of letters or telegrams

¶207 » Means of communication for achieving the exchange in writing

¶208 » Sales or purchase confirmation

¶209 » Incorporation by reference and standard conditions

¶210 » Articles 1341 and 1342 Italian Civil Code

¶211 » Bill of lading and charter party

¶212 » Agent/broker, etc.

¶213 » Amendment or renewal

¶214 » Agreement providing for arbitration in another state

¶214-216 » Field of application

¶215 » Agreement providing for arbitration within forum’s state

¶216 » No place of arbitration designated

¶216A » Analogous applicability of Art. VII(1)

¶217 » Referral to arbitration in general

¶218 » Referral is mandatory

¶219 » There must be a dispute

¶220 » “Null and void”, etc.

¶221 » Law applicable to “null and void”, etc. (for formal validity and applicable law, see Art. II, 204 above)

¶222 » Arbitrator’s competence and separability of the arbitration clause

¶223 » Arbitrability (see also Art. V(2) sub ground a. “arbitrability”, 519 below)

¶224 » Declaratory judgment on validity arbitration agreement

¶225 » Related arbitrations (consolidation, etc.)

¶226 » Third parties (see also Art. I sub “problems concerning the identity of the respondent”, 106 above)

¶227 » Concurrent court proceedings (“indivisibility”)

¶228 » Pre-award attachment and other provisional measures

¶229 » Measures in aid of arbitration

¶301 » Procedure for enforcement in general

¶302 » Discovery of evidence

¶303 » Estoppel/waiver

¶304 » Set-off/counterclaim

¶305 » Entry of judgment clause

¶306 » Period of limitation for enforcement

¶307 » Interest on award

¶401 » Conditions to be fulfilled by petitioner in general

¶402 » Original or copy arbitral award

¶403 » Original or copy arbitration agreement

¶404 » Authentication and certification

¶405 » “At the time of application”

¶406 » Translation (paragraph 2)

¶500 » Grounds for refusal of enforcement in general

¶500A » Residual power to enforce notwithstanding existence of ground for refusal

¶501 » Grounds are exhaustive

¶502 » No re-examination of the merits of the arbitral award

¶503 » Burden of proof on respondent

¶504 » Paragraph 1 - Ground a: Invalidity of the arbitration agreement - Agreement referred to in Art. II

¶505 » Incapacity of party

¶506 » Law applicable to the arbitration agreement

¶507 » Miscellaneous cases regarding the arbitration agreement

¶508 » Ground b: Violation of due process in general

():	Brazil 22; Colombia 7; Colombia 8; Netherlands 40; Switzerland 45;
Volume XVII (1992):	Germany 36 (sub 11-16);
Volume XVIII (1993):	US 138 (sub 4);
Volume XIX (1994):	US 149 (sub 12);
Volume XXI (1996):	Luxembourg 1 (sub 15); US 196 (sub 14);
Volume XXII (1997):	Belgium 10 (sub 16-18, 24, 35, 58-66 and 74-78); US 223 (sub 11); US 235 (sub 6 and 8-11);
Volume XXIV (1999):	Hong Kong 15 (sub 56);
Volume XXV (2000):	Germany 49 (sub 9);
Volume XXVII (2002):	Germany 53; Spain 34 (sub 13); US 387 (sub 41);
Volume XXVIII (2003):	Singapore 4 (sub 4);
Volume XXIX (2004):	Germany 56 (sub 9); Germany 57 (sub 12); Germany 58 (sub 22); Germany 59 (sub 6); Germany 68 (sub 8 and 14); Switzerland 37 (sub 39-41); US 472 (sub 9-11); US 482 (sub 30);
Volume XXX (2005):	Germany 80 (sub 5-6); Germany 82 (sub 11); India 40 (sub 18-20); US 507 (sub 10-12); US 509 (sub 12-13);
Volume XXXI (2006):	Italy 168 (sub 11-13); US 527 (sub 14-17); US 573 (sub 3-8);
Volume XXXII (2007):	France 38 (sub 18-19); Spain 47 (sub 7-9); Spain 54 (sub 22-27);
Volume XXXIII (2008):	Brazil 8 (sub 1 and 5); France 44 (sub 8); France 45 (sub 6-7); Germany 112 (sub 11-14); US 625 (sub 17);
Volume XXXVI (2011):	Austria 23;

¶509 » “Proper notice”

¶510 » Time limits and notice periods

¶511 » “Otherwise unable to present his case”

¶512 » Ground c: Excess by arbitrator of his authority - Excess of authority

¶512A » Partial enforcement (ultra petita)

¶513 » Ground d: Irregularity in the composition of the arbitral tribunal or arbitral procedure

¶514 » Ground e: Award not binding, suspended or set aside - "Binding"

¶515 » Merger of award into judgment

¶516 » “Set aside”

¶517 » “Suspended”

¶518 » Paragraph 2 - Distinction domestic–international public policy

¶519 » Ground a: Arbitrability

¶520 » Ground b: Public policy - Default of party

¶521 » Lack of impartiality of arbitrator

¶522 » Lack of reasons in award

¶523 » Irregularities in the arbitral procedure (see also Art. V(1)(b))

¶524 » Other cases

¶601 » Adjournment of decision on enforcement

¶701 » More-favourable-right provision in general

¶702 » Domestic law on enforcement of foreign award

¶703 » Bilateral and multilateral treaties in general

¶703(A) » Multilateral treaties

¶704 » European Convention of 1961

¶704(A) » Panama convention of 1975

¶704(B) » Bilateral treaties

¶704(C) » Rome treaty of 1958 and ec judgments convention of 1968/1988

¶705 » Relationship with Geneva Treaties of 1923 and 1927

¶911 » Article XI: Federal State Clause

¶914 » General reciprocity clause